This policy is effective as of January 1, 2021.
In this disclosure, you’ll find detail about our privacy policy and procedures, as well as the opportunity to choose how information about you may be shared.
Stapp Wealth Management, PLLC is an investment adviser registered with the Securities and Exchange Commission (the “SEC”) under the Investment Advisers Act of 1940, as amended, (the “Advisers Act”). Stapp Financial Planning, PLLC has adopted the following policies and procedures in order to comply with the SEC’s Privacy of Consumer Financial Information rule (commonly known as “Regulation S-P”).
The Stapp Wealth Management, PLLC Privacy Policy describes how we protect and use your customer information. We believe that protecting your privacy is an integral part of the customer service we provide to you. This is the reason why we do not share customer information with outside parties who may wish to market their products to you.
1. We begin by safeguarding the security and integrity of client information.
We are committed to protecting the security and integrity of customer information through procedures and technology designed for this purpose. For example:
2. We collect and maintain customer information as part of servicing your account.
In the course of serving you, we collect information about you from a variety of sources, such as:
3. The customer information we collect is used to serve you and meet your financial needs.
Information may be used by Stapp Wealth Management, PLLC, as will as with authorized third parties (described in section 4), for a number of purposes, such as:
4. We do not share information with outside parties who may wish to market their products to you.
We may disclose the information we collect, as described above, with nonaffiliated third parties that are acting on our behalf, including:
It is important to note that we do not share customer information with other companies for the purpose of market their products to you. It is not necessary for you to instruct us not to share information with these outside companies, because we will automatically keep your information confidential.
5. Within Stapp Wealth Management, PLLC, we share information so that we can work together to serve you.
We may disclose all of the information we collect, as described above, within Stapp Wealth Management, PLLC. Your information is confidential and we take every precaution to keep it safe, such as:
6. How We Use Your Information
We use information that we collect about you or that you provide to us, including any personal information:
Whenever we send out commercial or marketing emails, we include an option to stop receiving such messages. If you do not desire to receive such communications from us, please excise this option. In addition, you may contact us at any time to request that you be removed from our commercial and marketing email list (see contact information below). Even if you opt-out, however, we might send you messages for non-marketing or administrative purposes like notifying you of the status of your website, informing you of changes to the Website or providing you with customer service.
Some state laws may impose additional restrictions on disclosure of information about customers in those states for certain purposes.
The policies and practices described in this disclosure are subject to change, but we will communicate any significant changes to you as required by applicable law. The policies and practices described in this disclosure replace all previous notices or statements regarding this subject.
Any questions regarding Stapp Wealth Management, PLLC Privacy Policies and Procedures should be referred to Gregory Stapp, Stapp Wealth Management, PLLC Compliance Officer
Stapp Wealth Management, PLLC is a registered investment advisor in the State of Washington. The adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.