This policy is effective as of January 1, 2023.
Stapp Wealth Management, PLLC is an investment adviser registered with the Securities and Exchange Commission (the “SEC”) under the Investment Advisers Act of 1940, as amended, (the “Advisers Act”). Stapp Financial Planning, PLLC has adopted the following policies and procedures in order to comply with the SEC’s Privacy of Consumer Financial Information rule (commonly known as “Regulation S-P”).
For this purpose, we have designed procedures, standards and technology, which are described in our policy.
HOW WE PROTECT AND USE INFORMATION
1. We begin by safeguarding the security and integrity of client information.
We are committed to protecting the security and integrity of customer information through procedures and technology designed for this purpose. For example:
2. We collect and maintain customer information as part of servicing your account.
In the course of serving you, we collect information about you from a variety of sources, such as:
3. The customer information we collect is used to serve you and meet your financial needs.
Information may be used by Stapp Wealth Management, PLLC, as will as with authorized third parties (described in section 4), for a number of purposes, such as:
4. We do not share information with outside parties who may wish to market their products to you.
We may disclose the information we collect, as described above, with nonaffiliated third parties that are acting on our behalf, including:
It is important to note that we do not share customer information with other companies for the purpose of market their products to you. It is not necessary for you to instruct us not to share information with these outside companies, because we will automatically keep your information confidential.
5. Within Stapp Wealth Management, PLLC, we share information so that we can work together to serve you.
We may disclose all of the information we collect, as described above, within Stapp Wealth Management, PLLC. Your information is confidential and we take every precaution to keep it safe, such as:
6. How We Use Your Information
We use information that we collect about you or that you provide to us, including any personal information:
Whenever we send out commercial or marketing emails, we include an option to stop receiving such messages. If you do not desire to receive such communications from us, please excise this option. In addition, you may contact us at any time to request that you be removed from our commercial and marketing email list (see contact information below). Even if you opt-out, however, we might send you messages for non-marketing or administrative purposes like notifying you of the status of your website, informing you of changes to the Website or providing you with customer service.
Some state laws may impose additional restrictions on disclosure of information about customers in those states for certain purposes.
The policies and practices described in this disclosure are subject to change, but we will communicate any significant changes to you as required by applicable law. The policies and practices described in this disclosure replace all previous notices or statements regarding this subject.
Any questions regarding Stapp Wealth Management, PLLC Privacy Policies and Procedures should be referred to Rebecca Stapp, Stapp Wealth Management, PLLC Compliance Officer
Stapp Wealth Management, PLLC is an SEC registered investment advisor located in Olympia, Washington. Stapp Wealth Management, PLLC may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.
The views reflected in the commentary are subject to change at any time without notice. Nothing on this website constitutes investment advice, performance data or any recommendation that any particular security, portfolio of securities, transaction or investment strategy is suitable for any specific person.
Any mention of a particular security and related performance data is not a recommendation to buy or sell that security. Stapp Wealth Management, PLLC manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss. Past performance is no guarantee of future results.